Miami criminal defense attorney
Law Offices of
    David M. Garvin, P.A.
200 South Biscayne Blvd.
Suite 3150
Miami, Florida 33131
Tel.: (305) 371-8101
David M. Garvin Criminal Tax Attorney
Securities and Commodities Fraud Lawyer

SECURITIES FRAUD  LAWYER

SECURITIES AND COMMODITIES  FRAUD

Securities and Commodities Fraud
1348 - Securities and Commodities fraud
Whoever knowingly executes, or attempts to execute, a scheme or artifice

    (1) to defraud any person in connection with any commodity for future delivery, or any option on a commodity for future delivery,  
or any security of an issuer with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 
U.S.C. 78l) or that is required to file reports under section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o (d)); or

    (2) to obtain, by means of false or fraudulent pretenses, representations, or promises, any money or property in connection
with   the purchase or sale of any commodity for future delivery, or any option on a commodity for future delivery, or any security of
an  issuer with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l) or that is
required to file reports under section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o (d));  shall be fined under this
title, or imprisoned not more than 25 years, or both.



Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws.


                                                                           
Copyright © 1999-2015
Tax Attorney David M. Garvin, P.A.

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Robert "Bobby" Rugilo
Florida Bar Board Certified Tax Lawyer
Miami tax lawyer and criminal defense lawyer
David M. Garvin, P.A.
200 South Biscayne Blvd Suite 3150 Miami, Fl. 33131
Tel.: (305) 3718101
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Tax Attorney David M. Garvin
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